Date authorised
1 April 2013
Companies House
01507274
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Tower Place West
    Tower Place
    London
    EC3R 5BU
    UNITED KINGDOM
    Phone
    +442073571000
  • Complaints Contact

    1 Tower Place West
    London
    EC3R 5BU
    UNITED KINGDOM
    Phone
    +442073572238

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew John Hunt

    IRN AXH00284

    • [FCA CF] Significant management (since 9 Dec 2019)
  • Andrew Knight

    IRN AXK02161

    • CF1 Director (AR) (3 Feb 2022 to 24 Jan 2023)
  • Andrew Martin Buckley

    IRN AMB01439

    • CF1 Director (AR) (16 Mar 2022 to 24 Nov 2022)
  • Andrew Michael Smith

    IRN AXS00384

    • [FCA CF] Significant management (9 Dec 2019 to 31 Dec 2021)
  • Andrew Nicholas Voke

    IRN ANV01007

    • CF1 Director (22 Jul 2005 to 1 Mar 2007)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 22 Jul 2005)
  • Andrew Paul Marcell

    IRN APM01185

    • CF1 Director (AR) (5 Jul 2010 to 12 Jul 2012)
  • Andrew Stephen Dent

    IRN AXD25968

    • CF1 Director (AR) (18 Mar 2022 to 24 Nov 2022)
  • Andrew Wilton

    IRN AXW00201

    • [FCA CF] Manager of certification employee (30 May 2023 to 7 May 2025)
    • [FCA CF] Significant management (9 Dec 2019 to 7 May 2025)
  • Angus Kenneth Cameron

    IRN AKC01014

    • CF1 Director (13 Aug 2008 to 20 Jan 2011)
    • CF28 Systems and controls (13 Aug 2008 to 20 Jan 2011)
  • Anne Josephine Henderson

    IRN AXH23787

    • SMF18 Other Overall Responsibility (20 Mar 2020 to 1 Mar 2022)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.