Date authorised
1 April 2013
Companies House
01507274
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Tower Place West
    Tower Place
    London
    EC3R 5BU
    UNITED KINGDOM
    Phone
    +442073571000
  • Complaints Contact

    1 Tower Place West
    London
    EC3R 5BU
    UNITED KINGDOM
    Phone
    +442073572238

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alison Celeste Hulley

    IRN ACH01162

    • CF1 Director (AR) (8 May 2009 to 30 Apr 2010)
  • Alistair Stewart Fraser-Hawkins

    IRN AXF07186

    • SMF3 Executive Director (9 Dec 2019 to 31 Dec 2024)
    • CF1 Director (25 Feb 2019 to 8 Dec 2019)
    • CF29 Significant management (3 Dec 2018 to 6 Mar 2019)
  • Alistair Victor Brighton

    IRN AXB01064

    • SMF3 Executive Director (since 7 Mar 2025)
    • SMF18 Other Overall Responsibility (19 Jul 2022 to 10 Mar 2025)
  • Alpesh Tosar

    IRN AXT00397

    • [FCA CF] Significant management (1 Apr 2022 to 31 Dec 2024)
  • Amanda Jean Browne

    IRN AXB02344

    • [FCA CF] Significant management (since 16 Nov 2023)
  • Amanda Walton

    IRN AXW01939

    • [FCA CF] Significant management (1 Apr 2022 to 15 Mar 2023)
    • Responsible for Insurance Distribution (14 Jul 2021 to 16 Jul 2021)
    • SMF18 Other Overall Responsibility (14 Jul 2021 to 1 Apr 2022)
  • Andrerw John Dick

    IRN AJD01342

    • CF1 Director (26 Jan 2011 to 18 Jan 2012)
  • Andrew David Tunnicliffe

    IRN ADT01056

    • CF29 Significant management (3 Jun 2011 to 23 Sep 2011)
  • Andrew George

    IRN AXG01958

    • CF29 Significant management (14 Dec 2009 to 8 Dec 2019)
  • Andrew John Chester

    IRN AJC01514

    • SMF18 Other Overall Responsibility (9 Dec 2019 to 1 Jul 2022)
    • CF29 Significant management (14 Dec 2009 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.