Date authorised
1 April 2013
Companies House
01507274
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Tower Place West
    Tower Place
    London
    EC3R 5BU
    UNITED KINGDOM
    Phone
    +442073571000
  • Complaints Contact

    1 Tower Place West
    London
    EC3R 5BU
    UNITED KINGDOM
    Phone
    +442073572238

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Patrick Harry John Fenn

    IRN PXF00183

    • CF1 Director (AR) (15 Jun 2022 to 17 Jan 2023)
  • Paul Anthony Robinson

    IRN PAR01223

    • CF1 Director (AR) (14 Apr 2022 to 24 Nov 2022)
  • Paul Britt Newhouse

    IRN PBN01017

    • CF1 Director (AR) (19 Apr 2010 to 11 Apr 2012)
  • Paul Charles Church

    IRN PCC01096

    • CF1 Director (AR) (23 Mar 2022 to 24 Nov 2022)
  • Paul David Emery

    IRN PXE00036

    • [FCA CF] Significant management (1 Apr 2023 to 31 Dec 2024)
  • Paul Denny

    IRN PXD00096

    • [FCA CF] Significant management (9 Dec 2019 to 31 Dec 2021)
  • Paul Edward Moody

    IRN PEM01089

    • CF3 Chief Executive (AR) (since 1 Oct 2021)
    • CF1 Director (AR) (since 1 Oct 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (4 Feb 2019 to 8 Dec 2019)
    • CF29 Significant management (9 May 2013 to 6 Mar 2019)
  • Paul Fairhurst

    IRN PXF01288

    • CF29 Significant management (10 Apr 2008 to 30 Nov 2009)
  • Paul Herbert Wolfgang Kubler

    IRN PHK01028

    • CF1 Director (AR) (19 Apr 2022 to 8 Dec 2022)
  • Paul Jason Duffy

    IRN PJD01189

    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 14 Sep 2005)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.