Date authorised
1 April 2013
Companies House
01507274
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Tower Place West
    Tower Place
    London
    EC3R 5BU
    UNITED KINGDOM
    Phone
    +442073571000
  • Complaints Contact

    1 Tower Place West
    London
    EC3R 5BU
    UNITED KINGDOM
    Phone
    +442073572238

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • James Hyatt

    IRN JXH03309

    • [FCA CF] Significant management (since 10 Nov 2025)
  • James Nash

    IRN JXN01545

    • SMF3 Executive Director (9 Dec 2019 to 31 Dec 2020)
    • CF1 Director (9 Mar 2017 to 8 Dec 2019)
    • CF1 Director (AR) (21 Feb 2017 to 31 Dec 2020)
    • CF3 Chief Executive (AR) (21 Feb 2017 to 31 Dec 2020)
  • James Richard Sands

    IRN JXS80139

    • CF1 Director (AR) (18 Mar 2022 to 18 Nov 2022)
  • James William Ramage

    IRN JWR01071

    • CF1 Director (AR) (14 Jan 2005 to 25 Aug 2005)
  • Jane Victoria Barker

    IRN JVB01012

    • SMF10 Chair of the Risk Committee (9 Dec 2019 to 31 Oct 2020)
    • SMF12 Chair of the Remuneration Committee (9 Dec 2019 to 31 Oct 2020)
    • SMF13 Chair of the Nominations Committee (9 Dec 2019 to 31 Oct 2020)
    • SMF9 Chair of the Governing Body (9 Dec 2019 to 31 Oct 2020)
    • CF2 Non Executive Director (27 Aug 2010 to 8 Dec 2019)
  • Janet Ann French

    IRN JAF01124

    • CF1 Director (22 Jul 2005 to 1 Feb 2007)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 22 Jul 2005)
  • Jason Peter Ingham Mills

    IRN JXM02873

    • [FCA CF] Significant management (25 Mar 2024 to 15 Aug 2025)
  • Jay Daniel Payne

    IRN JXP01148

    • [FCA CF] Significant management (since 24 Jul 2025)
  • Jeffery William Colburn

    IRN JWC01128

    • CF29 Significant management (17 Dec 2009 to 3 Jun 2011)
  • Jeffrey Frederick Rimmer

    IRN JFR01047

    • CF1 Director (AR) (21 Feb 2022 to 19 Jan 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.