Date authorised
1 April 2013
Companies House
01507274
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Tower Place West
    Tower Place
    London
    EC3R 5BU
    UNITED KINGDOM
    Phone
    +442073571000
  • Complaints Contact

    1 Tower Place West
    London
    EC3R 5BU
    UNITED KINGDOM
    Phone
    +442073572238

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christian Kitchen

    IRN CXK00229

    • [FCA CF] Significant management (since 1 Apr 2026)
  • Christine Margaret Brown

    IRN CMB01155

    • CF1 Director (22 Jul 2005 to 31 Mar 2006)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 22 Jul 2005)
  • Christopher Ivor Gardner

    IRN CXG15029

    • CF4 Partner (AR) (10 Mar 2022 to 2 Dec 2022)
  • Christopher James Kunhardt

    IRN CJK01055

    • CF1 Director (AR) (7 Feb 2005 to 31 Jul 2010)
  • Christopher James Makin

    IRN CXM00854

    • [FCA CF] Significant management (since 1 Apr 2023)
  • Christopher James Wallace

    IRN CJW01261

    • CF29 Significant management (10 Apr 2008 to 25 Sep 2008)
  • Christopher John Lay

    IRN CJL01127

    • SMF1 Chief Executive (9 Dec 2019 to 10 Apr 2026)
    • SMF3 Executive Director (9 Dec 2019 to 10 Apr 2026)
    • Responsible for Insurance Distribution (1 Oct 2018 to 10 Apr 2026)
    • Responsible for Insurance Mediation (11 Jul 2018 to 30 Sep 2018)
    • CF3 Chief Executive (11 Jul 2018 to 8 Dec 2019)
    • CF1 Director (11 Jul 2018 to 8 Dec 2019)
    • CF29 Significant management (1 Nov 2007 to 19 Oct 2015)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)
  • Christopher John Mears

    IRN CXM02826

    • [FCA CF] Significant management (since 12 Jan 2026)
  • Christopher Last

    IRN CXL01383

    • CF1 Director (AR) (21 Mar 2022 to 16 Dec 2022)
  • Christopher Lindsay Ormond Sibley

    IRN CLS01065

    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 26 Jun 2006)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.