Date authorised
1 April 2013
Companies House
01507274
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Tower Place West
    Tower Place
    London
    EC3R 5BU
    UNITED KINGDOM
    Phone
    +442073571000
  • Complaints Contact

    1 Tower Place West
    London
    EC3R 5BU
    UNITED KINGDOM
    Phone
    +442073572238

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ian Michael James Kerton

    IRN IXK15178

    • CF1 Director (AR) (1 Jun 2019 to 31 Dec 2020)
  • Ian Milne

    IRN IXM01274

    • CF1 Director (AR) (21 Jun 2011 to 20 Nov 2014)
  • Ian Paul Martin

    IRN IPM01040

    • CF29 Significant management (14 Dec 2009 to 8 Dec 2019)
  • James Addington-Smith

    IRN JXA00812

    • Responsible for Insurance Distribution (since 10 Apr 2026)
    • SMF3 Executive Director (since 10 Apr 2026)
    • SMF1 Chief Executive (since 10 Apr 2026)
  • James Boyce

    IRN JXB20019

    • CF3 Chief Executive (AR) (since 28 Jan 2021)
    • CF1 Director (AR) (since 1 Mar 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (28 Nov 2019 to 8 Dec 2019)
  • James David Maskell

    IRN JDM01267

    • CF1 Director (AR) (5 Sep 2022 to 2 Jun 2023)
  • James Edward Clist

    IRN JEC01211

    • CF1 Director (AR) (6 Sep 2022 to 1 Aug 2024)
  • James Edward Larder

    IRN JXL00500

    • CF1 Director (AR) (14 Apr 2022 to 24 Nov 2022)
  • James Edward Summers

    IRN JES01138

    • CF1 Director (AR) (18 Apr 2013 to 11 Jun 2025)
  • James Graham Lyster Bird

    IRN JXB01221

    • CF1 Director (AR) (since 4 Nov 2022)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.