Date authorised
1 April 2013
Companies House
01507274
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Tower Place West
    Tower Place
    London
    EC3R 5BU
    UNITED KINGDOM
    Phone
    +442073571000
  • Complaints Contact

    1 Tower Place West
    London
    EC3R 5BU
    UNITED KINGDOM
    Phone
    +442073572238

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Maria Natalia Figueira Markulin

    IRN MXF00104

    • [FCA CF] Significant management (1 Feb 2020 to 31 Jan 2023)
  • Marie Ali

    IRN MXA00223

    • [FCA CF] Significant management (9 Dec 2019 to 1 Aug 2023)
  • Mark Austin John Gregory

    IRN MAG01138

    • CF1 Director (10 Mar 2006 to 3 Dec 2009)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 10 Mar 2006)
  • Mark Christopher Chessher

    IRN MCC01081

    • SMF2 Chief Finance (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF28 Systems and controls (1 Aug 2011 to 8 Dec 2019)
    • CF1 Director (1 Aug 2011 to 8 Dec 2019)
  • Mark Ian Tolley

    IRN MIT01014

    • CF1 Director (AR) (5 May 2022 to 4 Jan 2023)
  • Mark James Hewett

    IRN MJH01472

    • CF1 Director (21 Sep 2007 to 12 Jan 2010)
    • CF1 Director (AR) (28 Jan 2005 to 1 Apr 2010)
  • Mark John Keily

    IRN MXK00185

    • CF1 Director (AR) (3 Feb 2022 to 2 Apr 2024)
  • Mark Royston Cooper

    IRN MRC00021

    • [FCA CF] Significant management (1 Apr 2022 to 30 Nov 2022)
  • Martin Christopher South

    IRN MCS01054

    • Responsible for Insurance Mediation (13 Jun 2007 to 21 May 2012)
    • CF8 Apportionment and Oversight (16 Mar 2007 to 31 Mar 2009)
    • CF3 Chief Executive (16 Mar 2007 to 4 Oct 2012)
    • CF1 Director (16 Mar 2007 to 18 Dec 2012)
  • Martin Cleaver

    IRN MXC01954

    • CF1 Director (AR) (14 Feb 2022 to 6 Jul 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.