Date authorised
1 April 2013
Companies House
01507274
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Tower Place West
    Tower Place
    London
    EC3R 5BU
    UNITED KINGDOM
    Phone
    +442073571000
  • Complaints Contact

    1 Tower Place West
    London
    EC3R 5BU
    UNITED KINGDOM
    Phone
    +442073572238

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John Allan McPherson

    IRN JXM00403

    • [FCA CF] Significant management (since 9 Dec 2019)
  • John Ashton

    IRN JXA00201

    • [FCA CF] Significant management (since 27 Oct 2025)
  • John Barlow

    IRN JXB02551

    • CF1 Director (AR) (2 Oct 2009 to 5 Mar 2010)
  • John Christopher Caldwell

    IRN JCC01248

    • CF1 Director (AR) (28 Feb 2022 to 19 Dec 2022)
  • John Denis Lane

    IRN JXL01564

    • CF1 Director (AR) (4 Feb 2022 to 12 Aug 2024)
  • John Frank Stephenson

    IRN JFS01076

    • [FCA CF] Significant management (since 9 Dec 2019)
  • John Fraser

    IRN JXF00154

    • [FCA CF] Significant management (9 Dec 2019 to 7 May 2025)
  • John James Nicholson

    IRN JJN01023

    • CF29 Significant management (1 Nov 2007 to 31 Mar 2015)
    • CF1 Director (8 Feb 2007 to 31 Mar 2015)
    • CF17 Significant Mgt (Other Business Operations) (5 Oct 2005 to 31 Oct 2007)
  • John Kirkwood

    IRN JXK01661

    • CF1 Director (AR) (16 May 2022 to 24 Nov 2022)
  • John Raymond Hirst

    IRN JRH01281

    • CF2 Non Executive Director (30 Apr 2014 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.