Date authorised
1 April 2013
Companies House
01507274
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Tower Place West
    Tower Place
    London
    EC3R 5BU
    UNITED KINGDOM
    Phone
    +442073571000
  • Complaints Contact

    1 Tower Place West
    London
    EC3R 5BU
    UNITED KINGDOM
    Phone
    +442073572238

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Nicola Lesley Goulter

    IRN NXG00133

    • CF1 Director (AR) (1 Mar 2022 to 15 Dec 2022)
  • Nigel Grant Hinshelwood

    IRN NGH01028

    • SMF12 Chair of the Remuneration Committee (since 5 Jun 2025)
    • SMF13 Chair of the Nominations Committee (since 24 Feb 2025)
    • SMF9 Chair of the Governing Body (since 24 Feb 2025)
  • Nigel John Griffey

    IRN NXG01189

    • CF1 Director (AR) (5 Oct 2005 to 6 Oct 2006)
  • Nigel Somerville

    IRN NXS00333

    • SMF18 Other Overall Responsibility (1 Jun 2023 to 10 Jul 2024)
    • [FCA CF] Significant management (13 Dec 2021 to 31 May 2023)
  • Oliver James Newton

    IRN OJN01005

    • CF1 Director (AR) (3 Mar 2022 to 16 Dec 2022)
  • Owen Daniel Chapman

    IRN OXC43157

    • CF1 Director (AR) (21 Feb 2022 to 7 Mar 2024)
  • PETER GEORGE MELLOR

    IRN PGM01144

    • CF29 Significant management (18 Mar 2013 to 27 May 2017)
  • Pamela Anne Eachus

    IRN PXE00042

    • [FCA CF] Significant management (9 Dec 2019 to 2 Feb 2022)
  • Patrick Francesco Alan Mina

    IRN PFM01038

    • CF1 Director (11 Apr 2007 to 8 Jun 2007)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 11 Apr 2007)
  • Patrick Gerard Dromgoole

    IRN PGD01062

    • [FCA CF] Significant management (9 Dec 2019 to 17 Jun 2024)
    • CF29 Significant management (10 Apr 2008 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.