Date authorised
1 April 2013
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    6-20 Russell Street
    Nelson
    Lancashire
    BB9 7NJ
    UNITED KINGDOM
    Phone
    +4401282440500
  • Complaints Contact

    6-20 Russell Street
    Nelson
    Lancashire
    BB9 7NJ
    UNITED KINGDOM
    Phone
    +4401282440500

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Buy-to-Let Mortgage Lending

  • Mortgage Servicing

    For Customer, Regulated mortgage contract

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Mortgage Lending

    For Customer, Regulated mortgage contract

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Michael Henry Neil Shoesmith

    IRN MHS01037

    • CF10 Compliance Oversight (30 Oct 2009 to 28 May 2010)
    • CF3 Chief Executive (1 Dec 2001 to 24 Mar 2011)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 12 Sep 2008)
    • CF1 Director (1 Dec 2001 to 18 Apr 2011)
  • Michele Lesley Ibbs

    IRN MLI01007

    • SMF12 Chair of the Remuneration Committee (8 Jan 2021 to 30 Jun 2023)
    • SMF13 Chair of the Nominations Committee (12 Jun 2018 to 8 Jan 2021)
    • SMF14 Senior Independent Director (26 Sep 2017 to 30 Jun 2023)
    • CF2 Non Executive Director (26 Mar 2014 to 6 Mar 2016)
  • Neal Walker

    IRN NXW01111

    • SMF2 Chief Finance (since 7 Mar 2016)
    • SMF4 Chief Risk (7 Mar 2016 to 27 Jul 2020)
    • CF1 Director (2 Dec 2008 to 6 Mar 2016)
    • CF10 Compliance Oversight (12 Sep 2008 to 2 Dec 2008)
    • CF28 Systems and controls (1 Nov 2007 to 6 Mar 2016)
    • CF11 Money Laundering Reporting (8 Mar 2007 to 2 Dec 2008)
    • CF14 Risk Assessment (4 Jan 2005 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (21 Jul 2003 to 12 Sep 2008)
  • Nicola Webber

    IRN NXL01162

    • SMF12 Chair of the Remuneration Committee (4 Jul 2025 to 2 Apr 2026)
    • Director of firm who is not a certification employee or a SMF manager (1 Jun 2023 to 1 Sep 2025)
  • Peter Frederick Baldwin

    IRN PFB01034

    • CF2 Non Executive Director (1 Dec 2001 to 20 Dec 2010)
  • Peter Wood

    IRN PXW01294

    • CF15 Internal Audit (1 Dec 2001 to 27 Jan 2005)
  • Philip Bailey

    IRN PBB01032

    • CF2 Non Executive Director (1 Dec 2001 to 21 Apr 2008)
  • Philip Martin Relf

    IRN PMR01076

    • SMF4 Chief Risk (since 5 Jun 2023)
  • Philippa Farebrother Dunn

    IRN PXF01290

    • [PRA CF] Significant risk taker or Material risk taker (1 Nov 2017 to 30 Aug 2024)
  • Robert Michael Parkinson

    IRN RMP01065

    • CF2 Non Executive Director (1 Dec 2001 to 20 Apr 2009)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.