Date authorised
15 July 2019
Companies House
09214326
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    4 Lulworth Drive
    Leeds
    LS15 8PF
    UNITED KINGDOM
    Phone
    +441138800869
  • Complaints Contact

    4 Lulworth Drive
    Leeds
    LS15 8PF
    UNITED KINGDOM
    Phone
    +441138800869

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christopher John Hallsworth

    IRN CJH01370

    • SMF3 Executive Director (9 Dec 2019 to 21 Feb 2024)
    • CF1 Director (15 Jul 2019 to 8 Dec 2019)
  • Mark Stephen Millar

    IRN MSM01196

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 15 Jul 2019)
    • CF1 Director (15 Jul 2019 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.