Date authorised
1 April 2013
Companies House
02448482
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    95 Gresham Street
    London
    EC2V 7AB
    UNITED KINGDOM
    Phone
    +442078268693
  • Complaints Contact

    95 Gresham Street
    London
    EC2V 7AB
    UNITED KINGDOM
    Phone
    +442078268693

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial

  • Investment Advice (no pensions)

    For Commercial, Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Non-investment insurance contracts

  • Stockbroking

    For Commercial, Non-investment insurance contracts

  • Investment Setup

    For Commercial, Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • MIYUKI HIRANO

    IRN MXH00400

    • [FCA CF] CASS oversight function (9 Dec 2020 to 30 Apr 2022)
  • NAOYUKI SHIMURA

    IRN NXS02390

    • CF2 Non Executive Director (18 Jun 2018 to 1 Apr 2019)
  • Naomi Katsukawa

    IRN NXK00244

    • Responsible for Insurance Distribution (since 18 Aug 2023)
    • SMF1 Chief Executive (since 18 Aug 2023)
  • Nobuyuki Akahane

    IRN NXA01205

    • Responsible for Insurance Distribution (15 Jun 2020 to 30 Sep 2023)
    • SMF1 Chief Executive (12 Jun 2020 to 30 Sep 2023)
    • CF1 Director (14 Jan 2005 to 31 Mar 2007)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2007)
    • Responsible for Insurance Mediation (14 Jan 2005 to 31 Mar 2007)
  • Nobuyuki Yasuoka

    IRN NXY01033

    • CF2 Non Executive Director (14 Jan 2005 to 15 May 2008)
  • SHUICHI KAMIZONO

    IRN SXK08448

    • CF2 Non Executive Director (30 Nov 2018 to 8 Dec 2019)
  • SeongSil Kim

    IRN SXK00661

    • [FCA CF] CASS oversight function (since 4 May 2023)
  • Shinji Kasai

    IRN SXK01962

    • CF2 Non Executive Director (9 May 2012 to 31 Mar 2014)
  • TAKASHI KIMURA

    IRN TXK01660

    • SMF3 Executive Director (9 Dec 2019 to 15 Jun 2020)
    • Responsible for Insurance Distribution (1 Oct 2018 to 15 Jun 2020)
    • CF1 Director (1 Jul 2017 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Jul 2017 to 30 Sep 2018)
  • Takemi Kaneko

    IRN TXK01182

    • CF2 Non Executive Director (14 Jan 2005 to 2 Apr 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.