Date authorised
17 May 2016
Companies House
08958060
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    18th Floor
    40 Bank Street
    London
    E14 5NR
    UNITED KINGDOM
    Phone
    +442030597800
  • Complaints Contact

    18th Floor
    40 Bank Street
    London
    E14 5NR
    UNITED KINGDOM
    Phone
    +442030597800

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Investment Setup

    For Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alper Odabasioglu

    IRN AXO01656

    • CF30 Customer (15 Jun 2018 to 14 May 2019)
  • Colin Law

    IRN CXL00406

    • Director of firm who is not a certification employee or a SMF manager (since 10 Jul 2023)
  • John Jigme Rhodes

    IRN JJR01083

    • [FCA CF] Significant management (9 Dec 2019 to 12 Dec 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 Dec 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 12 Dec 2024)
    • CF30 Customer (11 Jul 2016 to 8 Dec 2019)
    • CF2 Non Executive Director (17 May 2016 to 8 Dec 2019)
  • Karamfil Todorov

    IRN KXT15479

    • CF30 Customer (30 May 2019 to 8 Dec 2019)
  • Lorenzo Peter Bretscher

    IRN LPB01033

    • CF30 Customer (17 May 2016 to 8 Dec 2019)
  • Luana Zaccaria

    IRN LXZ01096

    • CF30 Customer (17 May 2016 to 14 May 2019)
  • Miquel Burguet

    IRN MXB02647

    • 13. Giving personal recommendations on and dealing with derivatives
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 17. Administrative functions in relation to managing investments
    • 14. Managing investments
    • 3. Giving personal recommendations on derivatives
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Benchmark submission and administration (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] CASS oversight function (since 9 Dec 2019)
    • CF3 Chief Executive (17 May 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (17 May 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (17 May 2016 to 8 Dec 2019)
    • CF1 Director (17 May 2016 to 8 Dec 2019)
    • CF30 Customer (17 May 2016 to 8 Dec 2019)
  • Nicolas Montero Frolich

    IRN NXM01231

    • [FCA CF] Client dealing (since 5 Aug 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.