MARLOW GARDNER AND COOKE LIMITED

• Principal Place of Business

  Marlow Gardner & Cooke Ltd

  Boon Court

  46 Papyrus Road

  Peterborough

  PE4 5HQ

  UNITED KINGDOM

  Phone

  +4401733328000

  Web

  https://www.marlowgardner.co.uk

• Complaints Contact

  Marlow Gardner & Cooke Ltd

  Boon Court

  46 Papyrus Road

  Peterborough

  PE4 5HQ

  UNITED KINGDOM

  Phone

  +4401733328000

• P2P Lending Advice

  For Commercial, Retail (Non-Investment Insurance)

• Investment Advice (no pensions)

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Debt Plan Admin

• Investment Setup

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Alan Paul Gray

  IRN APG00013

  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
  • CF29 Significant management (1 Nov 2007 to 8 Dec 2019)
  • CF13 Finance (14 Jan 2005 to 31 Oct 2007)
  • CF14 Risk Assessment (14 Jan 2005 to 31 Oct 2007)
  • CF15 Internal Audit (14 Jan 2005 to 31 Oct 2007)
  • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)
  • CF19 Significant Mgt (Financial Resources) (14 Jan 2005 to 31 Oct 2007)
  • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
  • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • CF1 Director (14 Jan 2005 to 8 Dec 2019)
• Brian Gudgin

  IRN BXG00018

  • CF28 Systems and controls (1 Nov 2007 to 30 Apr 2009)
  • CF29 Significant management (1 Nov 2007 to 30 Apr 2009)
  • CF1 Director (14 Jan 2005 to 30 Apr 2009)
  • CF13 Finance (14 Jan 2005 to 31 Oct 2007)
  • CF14 Risk Assessment (14 Jan 2005 to 31 Oct 2007)
  • CF15 Internal Audit (14 Jan 2005 to 31 Oct 2007)
  • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)
  • CF19 Significant Mgt (Financial Resources) (14 Jan 2005 to 31 Oct 2007)
  • CF3 Chief Executive (14 Jan 2005 to 30 Apr 2009)
  • CF8 Apportionment and Oversight (14 Jan 2005 to 30 Apr 2009)
  • Responsible for Insurance Mediation (14 Jan 2005 to 30 Apr 2009)
• Brian James Gibson

  IRN BJG01095

  • CF2 Non Executive Director (19 Jun 2015 to 22 Oct 2019)
• Christina Anne Hings

  IRN CAH01203

  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsible for Insurance Mediation (26 Feb 2010 to 30 Sep 2018)
  • CF29 Significant management (26 Feb 2010 to 8 Dec 2019)
  • CF28 Systems and controls (26 Feb 2010 to 8 Dec 2019)
  • CF1 Director (26 Feb 2010 to 8 Dec 2019)
• Diana Judith Gudgin

  IRN DJG00036

  • CF28 Systems and controls (1 Nov 2007 to 30 Apr 2009)
  • CF29 Significant management (1 Nov 2007 to 30 Apr 2009)
  • Responsible for Insurance Mediation (14 Jan 2005 to 30 Apr 2009)
  • CF1 Director (14 Jan 2005 to 30 Apr 2009)
  • CF13 Finance (14 Jan 2005 to 31 Oct 2007)
  • CF14 Risk Assessment (14 Jan 2005 to 31 Oct 2007)
  • CF15 Internal Audit (14 Jan 2005 to 31 Oct 2007)
  • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)
  • CF19 Significant Mgt (Financial Resources) (14 Jan 2005 to 31 Oct 2007)
  • CF8 Apportionment and Oversight (14 Jan 2005 to 30 Apr 2009)
• John Edward Hines

  IRN JEH00037

  • CF29 Significant management (1 Nov 2007 to 20 Jan 2012)
  • CF28 Systems and controls (1 Nov 2007 to 20 Jan 2012)
  • CF1 Director (14 Jan 2005 to 20 Jan 2012)
  • CF13 Finance (14 Jan 2005 to 31 Oct 2007)
  • CF14 Risk Assessment (14 Jan 2005 to 31 Oct 2007)
  • CF15 Internal Audit (14 Jan 2005 to 31 Oct 2007)
  • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)
  • CF19 Significant Mgt (Financial Resources) (14 Jan 2005 to 31 Oct 2007)
  • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
  • Responsible for Insurance Mediation (14 Jan 2005 to 20 Jan 2012)
• John Robert Tivey

  IRN JRT00017

  • [FCA CF] Significant management (since 9 Dec 2019)
  • [FCA CF] CASS oversight function (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
  • CF29 Significant management (1 Nov 2007 to 8 Dec 2019)
  • CF1 Director (14 Jan 2005 to 8 Dec 2019)
  • CF13 Finance (14 Jan 2005 to 31 Oct 2007)
  • CF14 Risk Assessment (14 Jan 2005 to 31 Oct 2007)
  • CF15 Internal Audit (14 Jan 2005 to 31 Oct 2007)
  • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)
  • CF19 Significant Mgt (Financial Resources) (14 Jan 2005 to 31 Oct 2007)
  • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
  • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)

• Mark Owen (no longer appointed)

  FRN 186021 · Appointed 20 Jan 2012 · Until 26 Jan 2012

• Orchid Financial Services Ltd (no longer appointed)

  FRN 459923 · Appointed 20 Jan 2009 · Until 25 Jul 2018

• M Cozzetto (no longer appointed)

  FRN 431362 · Appointed 20 Apr 2005 · Until 25 Jul 2018

• Brian T Carrick & Company (no longer appointed)

  FRN 429660 · Appointed 16 Mar 2005 · Until 24 Jan 2023

• Manchetts Freight Services Ltd (no longer appointed)

  FRN 425853 · Appointed 3 Feb 2005 · Until 9 Sep 2024

• Philip Newmark (no longer appointed)

  FRN 425854 · Appointed 3 Feb 2005 · Until 24 Jan 2023

No changes recorded yet.