Marlin Equity Partners Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Certificates representing certain security, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Certificates representing certain security, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Barbara Luzzatto
IRN BXL01366
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Mar 2021)
- SMF16 Compliance Oversight (9 Dec 2019 to 1 Mar 2021)
- CF10 Compliance Oversight (14 Oct 2015 to 8 Dec 2019)
- CF11 Money Laundering Reporting (14 Oct 2015 to 8 Dec 2019)
David Correa
IRN DXC00504
- SMF16 Compliance Oversight (since 29 Jun 2022)
David McGovern
IRN DXM02445
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (21 Dec 2012 to 8 Dec 2019)
Eve Tsz Pui Chan
IRN ETC00010
- CF10 Compliance Oversight (21 Jan 2013 to 1 Jul 2014)
Jan-Olivier Fillols
IRN JOF01005
- [FCA CF] Significant management (since 1 Jan 2020)
- SMF3 Executive Director (9 Dec 2019 to 30 Oct 2024)
- CF1 Director (4 Jun 2019 to 8 Dec 2019)
- CF30 Customer (4 Jun 2019 to 8 Dec 2019)
Jeffrey Tyler Carnes
IRN JXC02551
- CF1 Director (21 Dec 2012 to 23 Nov 2013)
- CF11 Money Laundering Reporting (21 Dec 2012 to 23 Nov 2013)
- CF30 Customer (21 Dec 2012 to 23 Nov 2013)
Jerry Alan Katz
IRN JAK01153
- CF10 Compliance Oversight (21 Dec 2012 to 21 Jan 2013)
Jonny Musker
IRN JXM01004
- SMF17 Money Laundering Reporting Officer (MLRO) (since 25 Apr 2022)
Mike Wilkinson
IRN MXW00879
- SMF3 Executive Director (since 17 Oct 2024)
Shawn Allister McMorran
IRN SAM01343
- CF1 Director (21 Dec 2012 to 22 Mar 2019)
- CF30 Customer (21 Dec 2012 to 22 Mar 2019)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.