Marl Partners LLP

Date authorised
1 July 2013
Companies House
OC371652
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    4th Floor
    5 Golden Square
    London
    Westminster
    W1F 9HT
    UNITED KINGDOM
    Phone
    +442030533608
    Web
    https://marlboroughpartners.com

  • Complaints Contact

    4th Floor
    5 Golden Square
    London
    W1F 9HT
    UNITED KINGDOM
    Phone
    +447884364882

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Robert Peter Keyte

    IRN RPK01052

    • CF30 Customer (21 Feb 2017 to 11 Apr 2017)
  • Rodolphe Siegfried Roch

    IRN RSR01034

    • CF4 Partner (1 Jul 2013 to 4 Mar 2014)
    • CF30 Customer (1 Jul 2013 to 4 Mar 2014)
  • Romain Pierre Emmanuel Cattet

    IRN RPC01061

    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Jul 2013 to 8 Dec 2019)
    • CF4 Partner (1 Jul 2013 to 8 Dec 2019)
  • Tim Metzgen

    IRN TXM01236

    • CF30 Customer (12 May 2016 to 4 Oct 2019)
  • Vanessa Totah

    IRN VXT01079

    • [FCA CF] Client dealing (since 1 Mar 2021)
  • William Hugh Wadham Allen

    IRN WHA01002

    • SMF27 Partner (9 Dec 2019 to 2 Jul 2020)
    • CF11 Money Laundering Reporting (24 Apr 2015 to 1 Jul 2017)
    • CF10 Compliance Oversight (1 Jul 2013 to 24 Apr 2015)
    • CF30 Customer (1 Jul 2013 to 8 Dec 2019)
    • CF4 Partner (1 Jul 2013 to 8 Dec 2019)
  • taddeo andrea giuseppe Vender

    IRN TAV01008

    • CF30 Customer (15 Jul 2013 to 1 Jan 2018)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.