Mark Stuart Andrews

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Michael Douglas Healy
IRN MDH01153
- CF1 Director (AR) (20 Dec 2017 to 24 Jul 2018)
Paul Haldane
IRN PXH01780
- CF1 Director (AR) (since 12 Jun 2013)
Richard Wortley
IRN RXW01755
- CF1 Director (AR) (6 Apr 2016 to 9 Dec 2019)
Stuart William Ferguson
IRN SWF01020
- CF1 Director (AR) (14 Jan 2005 to 10 Sep 2011)
awadhesh srivastava
IRN AXS04457
- CF1 Director (AR) (20 May 2016 to 6 Sep 2017)
kirk mills
IRN KXM20529
- CF1 Director (AR) (20 Sep 2019 to 6 Oct 2021)
paul robert chappell
IRN PRC01160
- CF1 Director (AR) (20 Sep 2011 to 11 Apr 2017)

Smaller firms operating under this firm's FCA authorisation.

Aspen Associates Limited (no longer appointed)
FRN 585582 · Appointed 31 Jul 2012 · Until 25 Mar 2013
Chromevalue Ltd (no longer appointed)
FRN 489679 · Appointed 2 Oct 2008 · Until 19 Apr 2016
Chitter Chatter Telecom Ltd (no longer appointed)
FRN 406524 · Appointed 14 Jan 2005 · Until 31 May 2010
TECHHOUSE COMMUNICATIONS GROUP LIMITED (no longer appointed)
FRN 406525 · Appointed 14 Jan 2005 · Until 3 Jan 2023
Ace Contact Ltd (no longer appointed)
FRN 407105 · Appointed 14 Jan 2005 · Until 30 Jul 2007

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.