MARK RICHARD (BROKERS) LIMITED

Date authorised
1 April 2013
Companies House
00813273
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Suite 10
    Corum One Crown Way
    Warmley
    Bristol
    BS30 8FJ
    UNITED KINGDOM
    Phone
    +4401179479510
    Web
    https://www.markrichard.co.uk

  • Complaints Contact

    Suite 10
    Corum One Crown Way
    Warmley
    Bristol
    BS30 8FJ
    UNITED KINGDOM
    Phone
    +4401179479510

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Louise Anne Graham

    IRN LXG00328

    • CF1 Director (AR) (since 11 Feb 2024)
  • Mark Stephen Wyatt

    IRN MSW01110

    • SMF3 Executive Director (9 Dec 2019 to 15 Jul 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 15 Jul 2022)
    • Responsible for Insurance Distribution (1 Oct 2018 to 15 Jul 2022)
    • CF11 Money Laundering Reporting (26 Jan 2016 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • Martin Barnett

    IRN MXB02342

    • SMF3 Executive Director (9 Dec 2019 to 1 Jan 2026)
    • CF1 Director (1 Jun 2007 to 8 Dec 2019)
  • Martin John Parker

    IRN MJP01303

    • CF1 Director (15 Sep 2006 to 8 Oct 2018)
  • Nicholas John Hopkin

    IRN NXH00309

    • SMF17 Money Laundering Reporting Officer (MLRO) (12 Sep 2023 to 4 Sep 2025)
    • Responsible for Insurance Distribution (16 Mar 2023 to 4 Sep 2025)
    • SMF3 Executive Director (1 Sep 2022 to 4 Sep 2025)
    • SMF1 Chief Executive (1 Sep 2022 to 4 Sep 2025)
  • Robin Joseph Fidkin

    IRN RJF01111

    • CF1 Director (14 Jan 2005 to 31 Oct 2008)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.