MARK BATES LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Consumer Loans
Loan Servicing
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Anna Burt
IRN AXB00044
- CF1 Director (AR) (5 Oct 2020 to 23 Jan 2025)
Anna Katherine James
IRN AKJ01041
- CF1 Director (AR) (since 3 Jul 2018)
Annette Greenwood
IRN AXG01612
- CF1 Director (AR) (14 Jan 2005 to 23 Jul 2015)
Anthony Colin Greenwood
IRN ACG01080
- Responsible for Insurance Mediation (17 Jan 2005 to 17 Jan 2005)
- CF1 Director (AR) (17 Jan 2005 to 2 Jul 2010)
Anthony Craig Heald
IRN ACH01136
- CF1 Director (AR) (27 Jan 2005 to 27 Mar 2012)
- Responsible for Insurance Mediation (27 Jan 2005 to 27 Jan 2005)
Anthony David Smith
IRN ADS01211
- CF1 Director (AR) (30 Aug 2013 to 9 Nov 2016)
Anthony George Wilson
IRN AGW01119
- CF1 Director (AR) (9 Apr 2010 to 10 Nov 2011)
Anthony James Robinson
IRN AJR01383
- CF4 Partner (AR) (15 Mar 2013 to 4 May 2016)
Anthony John Malvern
IRN AXM05174
- CF1 Director (AR) (10 Dec 2023 to 14 May 2025)
Anthony Laurance Mithcell
IRN ALM01089
- Responsible for Insurance Mediation (21 Feb 2005 to 21 Feb 2005)
- CF1 Director (AR) (21 Feb 2005 to 9 Nov 2016)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.