MARK BATES LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Consumer Loans
Loan Servicing
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Paul David Kemp
IRN PDK01030
- CF1 Director (AR) (30 Jun 2005 to 1 Aug 2009)
Paul David Kyte
IRN PDK01033
- CF1 Director (AR) (11 Feb 2009 to 7 Aug 2024)
Paul Francis Grant
IRN PFG01042
- CF1 Director (AR) (25 Nov 2016 to 5 Sep 2018)
Paul Geoffrey King
IRN PGK01019
- CF1 Director (AR) (7 Jun 2007 to 18 Sep 2014)
Paul Guy
IRN PXG01408
- CF1 Director (AR) (5 Aug 2005 to 14 Sep 2006)
Paul Holden
IRN PXH01836
- CF1 Director (AR) (29 Jun 2012 to 29 Sep 2014)
Paul James Furse
IRN PJF01141
- Responsible for Insurance Mediation (31 Jan 2005 to 31 Jan 2005)
- CF4 Partner (AR) (31 Jan 2005 to 17 Sep 2014)
Paul Jeremy Howard
IRN PJH01398
- CF1 Director (AR) (30 May 2008 to 2 Jun 2014)
Paul John Bennett
IRN PJB01391
- CF1 Director (AR) (since 21 Apr 2022)
- Responsible for Insurance Mediation (10 Feb 2005 to 10 Feb 2005)
- CF1 Director (AR) (10 Feb 2005 to 18 Oct 2018)
Paul John Tomsett
IRN PJT01141
- CF1 Director (AR) (31 Oct 2005 to 10 Nov 2022)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.