MARK BATES LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Consumer Loans
Loan Servicing
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Michael Ronald William Stagg
IRN MRS00047
- CF1 Director (AR) (21 Nov 2011 to 18 Aug 2014)
Michael Roy Hatherall
IRN MRH01251
- CF1 Director (AR) (4 Apr 2014 to 27 Oct 2014)
Muhammad Yousaf
IRN MXY01187
- CF1 Director (AR) (25 Oct 2011 to 18 Aug 2015)
Myrton Richard Wood
IRN MRW01147
- CF1 Director (AR) (24 Nov 2014 to 8 Dec 2019)
Nathan Alan Cain
IRN NAC01098
- CF1 Director (AR) (28 May 2010 to 9 Jan 2017)
Nathan Bevan
IRN NXB01630
- CF1 Director (AR) (16 Jan 2013 to 13 Jul 2016)
- CF2 Non Executive Director (AR) (28 Nov 2012 to 13 Jul 2016)
Neil Charles Burman
IRN NCB01071
- CF1 Director (AR) (26 Jan 2005 to 8 Jul 2014)
- Responsible for Insurance Mediation (26 Jan 2005 to 26 Jan 2005)
Neil Darren Huntley
IRN NDH01055
- CF1 Director (AR) (14 Jul 2011 to 2 Jul 2015)
Neil James Crossley
IRN NJC01222
- CF1 Director (AR) (23 Aug 2010 to 9 Feb 2016)
Neil Raymond Smith
IRN NRS01059
- CF1 Director (AR) (since 9 Dec 2019)
- Responsible for Insurance Mediation (17 Jan 2005 to 17 Jan 2005)
- CF1 Director (AR) (17 Jan 2005 to 8 Dec 2019)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.