MARK BATES LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Consumer Loans
Loan Servicing
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Daniel Huthwaite
IRN DXH01989
- CF1 Director (AR) (5 Nov 2014 to 4 Nov 2015)
Daniel John Collins
IRN DJC01422
- CF1 Director (AR) (28 Mar 2012 to 30 Sep 2014)
Daniel Kenneth Bold
IRN DKB01059
- CF1 Director (AR) (13 Jun 2008 to 29 Jan 2014)
Daniel Richard Griffiths
IRN DRG01097
- CF1 Director (AR) (since 21 Jul 2016)
- CF1 Director (AR) (30 Mar 2007 to 20 Aug 2007)
Daniel Swain
IRN DXS00563
- CF1 Director (AR) (since 31 Jan 2022)
Daniel Toby Stone
IRN DTS01028
- SMF3 (AR) Executive Director function (9 Dec 2019 to 8 Sep 2022)
- Responsible for Insurance Mediation (22 Feb 2005 to 22 Feb 2005)
- CF1 Director (AR) (22 Feb 2005 to 8 Dec 2019)
Danielle O'Donnell
IRN DXO00172
- CF1 Director (AR) (23 Nov 2023 to 3 Dec 2024)
Darran Newton
IRN DXN00065
- CF1 Director (AR) (23 Apr 2021 to 14 Jul 2022)
Darren Clisham
IRN DXC02051
- CF1 Director (AR) (since 9 Dec 2019)
- CF1 Director (AR) (12 Dec 2014 to 8 Dec 2019)
- CF4 Partner (AR) (27 Jul 2011 to 5 Jan 2015)
Darren Culver
IRN DXC12280
- CF1 Director (AR) (7 Mar 2019 to 27 Feb 2023)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.