MARK BATES LIMITED

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Consumer Loans
Loan Servicing
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Peter Robert Whitfield Grundy
IRN PRG01075
- CF1 Director (AR) (22 Sep 2005 to 13 Jan 2012)
Peter Spencer
IRN PXS01745
- CF1 Director (AR) (26 Jan 2005 to 25 Nov 2014)
- Responsible for Insurance Mediation (26 Jan 2005 to 26 Jan 2005)
Peter Webberley
IRN PXW01486
- CF4 Partner (AR) (6 Jun 2005 to 7 Jul 2006)
Philip Anthony Purdie
IRN PAP01060
- CF1 Director (AR) (since 23 Apr 2025)
- CF1 Director (AR) (21 Jun 2005 to 26 Jun 2023)
Philip Dean Williams
IRN PDW01090
- CF1 Director (AR) (5 Aug 2005 to 19 Mar 2007)
Philip Mark Stanton
IRN PMS01208
- CF4 Partner (AR) (since 9 Dec 2019)
- CF4 Partner (AR) (19 Mar 2018 to 8 Dec 2019)
Philip Mark Thomas
IRN PMT01073
- CF1 Director (AR) (8 Apr 2008 to 2 Jul 2010)
Philip Melina
IRN PXM02361
- CF1 Director (AR) (25 Nov 2013 to 14 Jan 2016)
Philip Richard Norman
IRN PRN01041
- CF1 Director (AR) (29 Oct 2015 to 27 Oct 2017)
Philip Wayne Bartlett
IRN PWB01080
- Responsible for Insurance Mediation (26 Jan 2005 to 26 Jan 2005)
- CF1 Director (AR) (26 Jan 2005 to 12 Feb 2016)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.