MARK BATES LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Consumer Loans
Loan Servicing
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Aaron David William Owen Osborne-Taylor
IRN ADO01012
- CF3 Chief Executive (AR) (1 Jul 2005 to 14 Jul 2006)
Abigail Fawcett
IRN AXF00092
- CF1 Director (AR) (30 Dec 2020 to 31 Oct 2022)
Adam Muir
IRN AXM33813
- CF1 Director (AR) (2 Mar 2020 to 1 Mar 2022)
Adam Poole
IRN AXP02138
- CF1 Director (AR) (3 Oct 2012 to 8 Dec 2019)
Adil Dean
IRN AXD02074
- CF1 Director (AR) (5 Dec 2012 to 8 Apr 2015)
Adrian Milbourne
IRN AXM03446
- CF1 Director (AR) (26 Nov 2012 to 24 Jan 2025)
Adrian Trevor Godwin
IRN ATG01030
- CF4 Partner (AR) (14 Sep 2006 to 12 Jan 2012)
Agnes Eilleen Reid
IRN AER01052
- CF1 Director (AR) (7 Mar 2013 to 8 Jan 2016)
Ajmer Phull
IRN AXP02289
- CF1 Director (AR) (13 Sep 2017 to 13 Apr 2018)
Alan Chapman
IRN AXC02618
- CF1 Director (AR) (6 Jan 2014 to 22 Aug 2014)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.