MARK BATES LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Consumer Loans
Loan Servicing
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Barbara Lesley Alexander
IRN BLA01011
- CF1 Director (AR) (6 Jun 2005 to 15 Oct 2007)
Barry Edgar Ruse
IRN BER01016
- CF1 Director (AR) (6 Dec 2005 to 9 May 2011)
Ben Watts
IRN BXW00257
- CF1 Director (AR) (since 12 Nov 2024)
Benjamin Earle Bulwer-Long
IRN BXB01364
- CF1 Director (AR) (15 Feb 2008 to 22 Jun 2010)
Benjamin Gretzer
IRN BXG01205
- CF1 Director (AR) (since 9 Dec 2019)
- CF4 Partner (AR) (26 Sep 2005 to 8 Dec 2019)
Benjamin John Johnson
IRN BXJ06077
- CF1 Director (AR) (since 14 Sep 2018)
Benjamin Kai Kinsey
IRN BKK01011
- CF1 Director (AR) (28 Jun 2013 to 12 May 2015)
Benjamin Roberts
IRN BXR01517
- CF1 Director (AR) (13 Sep 2018 to 2 Jan 2025)
Beverley Dawn Kelly
IRN BDK01024
- CF1 Director (AR) (30 Apr 2013 to 23 Nov 2015)
Beverley Jane Hankin
IRN BJH01130
- CF1 Director (AR) (31 Jan 2013 to 14 Jun 2017)
- CF4 Partner (AR) (28 Jul 2009 to 11 Jan 2013)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.