MARK BATES LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Consumer Loans
Loan Servicing
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Tazim Bains
IRN TXB01597
- CF1 Director (AR) (25 Nov 2014 to 17 Jan 2017)
Terence John Randall
IRN TJR01115
- CF1 Director (AR) (3 May 2012 to 26 Jan 2022)
Terence Robert Dixon
IRN TRD01020
- CF1 Director (AR) (1 Jul 2005 to 23 Jul 2013)
Terence William Strong
IRN TWS01039
- CF1 Director (AR) (21 Sep 2015 to 11 Aug 2016)
Terry McCabe
IRN TXM02008
- CF1 Director (AR) (24 Mar 2017 to 23 Apr 2018)
Thomas Edward Stansfield
IRN TES01057
- CF1 Director (AR) (since 22 Jan 2025)
- SMF3 (AR) Executive Director function (9 Dec 2019 to 1 Aug 2022)
- CF1 Director (AR) (3 Sep 2018 to 8 Dec 2019)
Thomas Mark Harrison
IRN TMH01067
- CF1 Director (AR) (25 Apr 2005 to 1 May 2010)
Thomas Powell
IRN TXP01297
- CF1 Director (AR) (11 Jan 2013 to 5 Aug 2016)
Thomas Skelding
IRN TXS20602
- CF1 Director (AR) (24 Sep 2019 to 25 Jan 2021)
Thomas William Greenwood
IRN TWG01016
- CF1 Director (AR) (13 Oct 2005 to 29 Jul 2010)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.