MARK BATES LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Consumer Loans
Loan Servicing
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Jessica Ann Willcox
IRN JAW01337
- CF1 Director (AR) (27 Jul 2022 to 14 Oct 2022)
- CF4 Partner (AR) (13 May 2015 to 18 Sep 2017)
Jimmy Chi Ming Lee
IRN JCL01122
- CF1 Director (AR) (6 Jun 2016 to 4 Dec 2024)
- CF4 Partner (AR) (10 Mar 2010 to 1 Jun 2016)
Jitesh Amliwala
IRN JXA01522
- CF1 Director (AR) (1 Mar 2013 to 16 Dec 2019)
Joanna Hardcastle
IRN JXH33389
- CF4 Partner (AR) (5 Mar 2020 to 14 May 2024)
Joanne Louise McMahon
IRN JLM01203
- CF1 Director (AR) (11 Apr 2013 to 18 May 2016)
Johanna Mary Nye
IRN JMN01062
- CF1 Director (AR) (11 Apr 2005 to 17 Jul 2006)
John Alexander Higginson
IRN JAH01337
- CF1 Director (AR) (27 Feb 2006 to 17 Nov 2010)
John Andrew Greenan
IRN JAG01288
- CF1 Director (AR) (25 Sep 2015 to 7 Feb 2019)
John Anthony Bird
IRN JAB01533
- CF1 Director (AR) (since 29 May 2018)
- CF1 Director (AR) (29 Jan 2013 to 3 Nov 2014)
John Baxter Eden
IRN JXE06048
- CF1 Director (AR) (13 Sep 2018 to 13 Sep 2022)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.