MARK BATES LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Consumer Loans
Loan Servicing
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

James Philip Rawlinson
IRN JPR01180
- CF1 Director (AR) (14 Feb 2017 to 29 Jun 2017)
James Philip Taggart
IRN JPT01100
- CF1 Director (AR) (25 Jul 2012 to 14 Nov 2017)
James Reid
IRN JXR02270
- CF1 Director (AR) (26 Jan 2016 to 16 Feb 2023)
James Simmonds
IRN JXS02691
- CF4 Partner (AR) (9 May 2012 to 18 Feb 2014)
James Stephen Foster
IRN JSF01071
- CF1 Director (AR) (28 Jan 2013 to 29 Jul 2014)
Jamie Cooper
IRN JXC81630
- CF1 Director (AR) (since 8 Jun 2020)
Jane Martin
IRN JXM02531
- CF1 Director (AR) (18 Sep 2007 to 30 Oct 2008)
Janice Morgan Wilson
IRN JMW01238
- CF2 Non Executive Director (AR) (9 Mar 2007 to 12 Aug 2013)
Jasmin Dorothy Andrews
IRN JDA01099
- CF1 Director (AR) (since 9 Dec 2019)
- CF1 Director (AR) (2 Feb 2018 to 8 Dec 2019)
Jason Antonio Tate
IRN JAT01143
- CF1 Director (AR) (10 Dec 2012 to 16 Sep 2013)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.