MARK BATES LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Consumer Loans
Loan Servicing
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Duncan Meikle
IRN DXM02434
- CF1 Director (AR) (18 Feb 2016 to 8 Dec 2019)
Duncan Sidney Lamb
IRN DSL01039
- CF1 Director (AR) (since 26 May 2017)
- CF1 Director (AR) (9 Sep 2009 to 18 Sep 2013)
Edward Hogan
IRN EXH01217
- CF1 Director (AR) (13 Dec 2006 to 24 Jun 2009)
Edward Norman Howes
IRN ENH01013
- CF1 Director (AR) (since 9 Dec 2019)
- CF1 Director (AR) (10 May 2019 to 8 Dec 2019)
Edward Robert Lachowicz
IRN ERL01014
- CF1 Director (AR) (22 Nov 2006 to 12 May 2014)
Elaine Hammond
IRN EXH01363
- CF1 Director (AR) (5 Feb 2015 to 15 Jan 2025)
Elaine Joyce Ferguson
IRN EJF01061
- CF1 Director (AR) (10 Aug 2010 to 24 Jan 2013)
Eleanor Marie McNicholas
IRN EMM01069
- CF1 Director (AR) (12 Nov 2010 to 17 Dec 2015)
Elizabeth Ellen Horner
IRN MEH01146
- CF1 Director (AR) (23 May 2014 to 8 Mar 2023)
Elizabeth Halamandres
IRN EXH00186
- CF1 Director (AR) (11 Feb 2022 to 17 Dec 2024)

Smaller firms operating under this firm's FCA authorisation.

Independent Mobility Of Coleshill (no longer appointed)
FRN 468294 · Appointed 24 May 2007 · Until 12 Nov 2014
Premier Servicing Solutions Ltd (no longer appointed)
FRN 468296 · Appointed 24 May 2007 · Until 21 Apr 2009
Mobility Zone Ltd (no longer appointed)
FRN 468229 · Appointed 23 May 2007 · Until 19 Sep 2014
Mobility Clearing House Ltd (no longer appointed)
FRN 467829 · Appointed 11 May 2007 · Until 1 Apr 2010
Sheldon Healthcare (no longer appointed)
FRN 467631 · Appointed 8 May 2007 · Until 15 Nov 2010
Mobility Matters (no longer appointed)
FRN 466559 · Appointed 12 Apr 2007 · Until 30 Jul 2013
Mobility Products Ltd (no longer appointed)
FRN 466500 · Appointed 11 Apr 2007 · Until 14 Jul 2022
Ashdown Mobility Suffolk Ltd (no longer appointed)
FRN 466478 · Appointed 11 Apr 2007 · Until 7 Jun 2022
Peter Hurdley (no longer appointed)
FRN 466431 · Appointed 10 Apr 2007 · Until 12 Nov 2010
The Great British Mobility Group Ltd (no longer appointed)
FRN 465874 · Appointed 28 Mar 2007 · Until 20 Jan 2012

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.