MARK BATES LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Consumer Loans
Loan Servicing
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Ian Pepper
IRN IXP01252
- CF1 Director (AR) (since 20 May 2015)
Ian Thomas Reekie
IRN IXR00103
- CF1 Director (AR) (3 Dec 2023 to 3 Mar 2026)
Ingrid May Tippett
IRN IMT01032
- CF1 Director (AR) (19 May 2014 to 22 Feb 2022)
Irfaan Alnur Merali
IRN IAM01104
- CF1 Director (AR) (since 10 Mar 2018)
Jak Parish
IRN JXP00842
- CF1 Director (AR) (24 Sep 2024 to 15 May 2025)
James Austin Barnfield
IRN JAB01447
- CF1 Director (AR) (11 Feb 2008 to 15 Apr 2009)
James Carter Sunderland
IRN JCS01236
- CF1 Director (AR) (4 Apr 2012 to 23 Jan 2025)
James Edward Owen
IRN JEO01050
- CF1 Director (AR) (13 Jul 2011 to 29 Oct 2012)
James John Payne
IRN JJP01072
- CF4 Partner (AR) (28 Dec 2011 to 31 Jan 2025)
James Oates
IRN JXO00372
- CF1 Director (AR) (since 7 Feb 2026)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.