MARK BATES LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Consumer Loans
Loan Servicing
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Elizabeth M Wishart
IRN EMW01025
- CF4 Partner (AR) (17 Jan 2005 to 1 Oct 2007)
- Responsible for Insurance Mediation (17 Jan 2005 to 17 Jan 2005)
Elizabeth Usher
IRN EXU00003
- CF1 Director (AR) (25 Aug 2021 to 25 Sep 2025)
Emma Abbigail Gray
IRN EAG01052
- CF1 Director (AR) (26 Aug 2015 to 30 Oct 2017)
Eric Charles Dixon
IRN ECD01014
- CF1 Director (AR) (16 Nov 2016 to 8 Dec 2019)
Errol Charles
IRN EXC01220
- CF1 Director (AR) (1 Jul 2005 to 2 Jul 2010)
Eugene Michael Boucher
IRN EMB01110
- CF1 Director (AR) (20 Feb 2017 to 19 Nov 2024)
Frances Bernadette Mckenzie
IRN FBM01012
- CF1 Director (AR) (3 Jun 2008 to 21 Oct 2009)
Francis Gallagher
IRN FXG01338
- CF1 Director (AR) (27 Mar 2023 to 19 Jun 2023)
Francis Henry Westcott
IRN FHW00003
- CF1 Director (AR) (17 Jan 2005 to 24 Jul 2014)
- Responsible for Insurance Mediation (17 Jan 2005 to 17 Jan 2005)
Gareth Alfred Day
IRN GAD01113
- CF1 Director (AR) (14 Aug 2015 to 4 Dec 2024)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.