MARK BATES LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Consumer Loans
Loan Servicing
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Darren Daily
IRN DXD01549
- CF1 Director (AR) (6 Mar 2012 to 12 Jan 2015)
Darren Fowler
IRN DXF01281
- CF1 Director (AR) (31 Oct 2005 to 20 Jul 2006)
Darren Geoffrey Hume
IRN DGH01102
- CF1 Director (AR) (11 Aug 2016 to 9 Feb 2024)
Darren Holland
IRN DXH17646
- CF1 Director (AR) (30 Jul 2019 to 17 Nov 2022)
Darren Rose
IRN DXR01519
- CF1 Director (AR) (18 May 2007 to 21 Apr 2009)
Darren Tilston
IRN DXT01561
- CF1 Director (AR) (18 Nov 2014 to 12 Apr 2016)
David Andrew Clayton Ramsay
IRN DAR01186
- CF1 Director (AR) (24 May 2007 to 1 Apr 2010)
David Arthur Sivell
IRN DAS01318
- CF1 Director (AR) (31 Aug 2010 to 7 Apr 2014)
David Ashley
IRN DXA00408
- CF1 Director (AR) (6 Aug 2024 to 7 Nov 2024)
David Ashley Foote
IRN DAF01113
- CF1 Director (AR) (27 Jan 2016 to 10 Mar 2025)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.