MARK BATES LIMITED

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Consumer Loans
Loan Servicing
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Mark Bernard Loughlin
IRN MBL01046
- CF1 Director (AR) (28 Jan 2022 to 15 Jul 2022)
Mark Bryden
IRN MXB03529
- CF1 Director (AR) (14 May 2015 to 23 Nov 2017)
Mark Christopher Cawthra
IRN MCC01161
- CF1 Director (AR) (22 Sep 2014 to 3 Mar 2025)
Mark David Richardson
IRN MDR01150
- CF1 Director (AR) (29 Aug 2017 to 8 Dec 2019)
Mark Francis Stewart
IRN MXS02085
- CF1 Director (AR) (since 3 Apr 2024)
Mark Gibson
IRN MXG02668
- CF1 Director (AR) (5 Jan 2018 to 29 Mar 2019)
Mark Gibson
IRN MXG01801
- CF1 Director (AR) (2 Oct 2009 to 20 Jun 2014)
Mark Henry Edward Smith
IRN MHS01080
- CF1 Director (AR) (since 11 Feb 2011)
Mark James Faloone
IRN MJF01218
- CF1 Director (AR) (3 Jun 2005 to 8 Jul 2013)
Mark John Shergold
IRN MJS01429
- CF1 Director (AR) (1 Jul 2005 to 16 Jun 2009)

Smaller firms operating under this firm's FCA authorisation.

Adjustacraft Ltd (no longer appointed)
FRN 460310 · Appointed 3 Apr 2009 · Until 14 Jul 2023
Expressco Direct Ltd (no longer appointed)
FRN 498787 · Appointed 2 Apr 2009 · Until 14 Mar 2019
Kudos Mobility Group Limited (no longer appointed)
FRN 498422 · Appointed 25 Mar 2009 · Until 8 Dec 2009
Independence Restored (no longer appointed)
FRN 498292 · Appointed 23 Mar 2009 · Until 21 Nov 2014
Crest Care Limited (no longer appointed)
FRN 498040 · Appointed 18 Mar 2009 · Until 21 Jan 2015
Indy Limited (no longer appointed)
FRN 497946 · Appointed 18 Mar 2009 · Until 26 Sep 2025
Lifelong Healthcare Limited (no longer appointed)
FRN 497918 · Appointed 17 Mar 2009 · Until 28 Nov 2022
Wheelie Good Mobility Ltd (no longer appointed)
FRN 497858 · Appointed 17 Mar 2009 · Until 11 Oct 2016
Cheap Mobility Store Ltd (no longer appointed)
FRN 463763 · Appointed 9 Mar 2009 · Until 14 Sep 2010
Easi Care Mobility Limited (no longer appointed)
FRN 496643 · Appointed 20 Feb 2009 · Until 9 May 2011

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.