MARK BATES LIMITED

• Principal Place of Business

  Premier House

  Londonthorpe Road

  Grantham

  Lincolnshire

  NG31 9SN

  UNITED KINGDOM

  Phone

  +4401476591104

  Web

  https://markbatesltd.com

• Complaints Contact

  Premier House

  Londonthorpe Road

  Grantham

  Lincolnshire

  NG31 9SN

  UNITED KINGDOM

  Phone

  +4401476591104

• Investment Advice (no pensions)

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Consumer Loans

• Loan Servicing

• Investment Setup

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Simone Edythe White

  IRN SEW01078

  • CF1 Director (AR) (since 9 Dec 2019)
  • CF1 Director (AR) (29 Nov 2005 to 8 Dec 2019)
• Sion Ashton Jones

  IRN SAJ01127

  • CF1 Director (AR) (26 Aug 2015 to 25 Oct 2016)
• Stacey Diane Showering

  IRN SDS01097

  • Responsible for Insurance Mediation (17 Feb 2005 to 17 Feb 2005)
  • CF1 Director (AR) (17 Feb 2005 to 5 Nov 2025)
• Stacey Fullalove

  IRN SXF00594

  • CF1 Director (AR) (since 18 Mar 2026)
• Stephanie Gail Howell

  IRN SGH01079

  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 17 Aug 2022)
  • SMF1 Chief Executive (9 Dec 2019 to 17 Aug 2022)
  • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (14 Jan 2005 to 8 Dec 2019)
  • CF14 Risk Assessment (14 Jan 2005 to 31 Oct 2007)
  • CF15 Internal Audit (14 Jan 2005 to 31 Oct 2007)
  • CF3 Chief Executive (14 Jan 2005 to 8 Dec 2019)
  • CF13 Finance (14 Jan 2005 to 31 Oct 2007)
• Stephen Andrew O'Halloran

  IRN SAO01023

  • CF2 Non Executive Director (AR) (25 Nov 2005 to 2 Jul 2010)
• Stephen Andrew Parkes

  IRN SAP01113

  • CF4 Partner (AR) (18 Jun 2024 to 19 Nov 2024)
• Stephen Cornwell

  IRN SXC02005

  • CF1 Director (AR) (9 Dec 2019 to 30 May 2024)
• Stephen Curran

  IRN SXC35809

  • CF1 Director (AR) (6 Mar 2020 to 3 Nov 2022)
• Stephen Davies

  IRN SXD01511

  • CF2 Non Executive Director (AR) (12 May 2005 to 2 Jul 2010)

• James Nisbet (no longer appointed)

  FRN 503018 · Appointed 30 Jun 2009 · Until 26 Nov 2014

• David Frost (no longer appointed)

  FRN 502764 · Appointed 23 Jun 2009 · Until 28 Oct 2013

• Scoota Mart Ltd (no longer appointed)

  FRN 463181 · Appointed 22 Jun 2009 · Until 4 Jan 2010

• Gold Age Group Ltd (no longer appointed)

  FRN 502474 · Appointed 17 Jun 2009 · Until 12 Jun 2013

• Rutland Mobility Ltd (no longer appointed)

  FRN 502482 · Appointed 17 Jun 2009 · Until 7 Jan 2016

• John William Whitby (no longer appointed)

  FRN 502441 · Appointed 16 Jun 2009 · Until 18 Aug 2010

• Frank Moss (no longer appointed)

  FRN 502270 · Appointed 11 Jun 2009 · Until 15 Apr 2011

• Horizon Mobility Ltd (no longer appointed)

  FRN 502175 · Appointed 10 Jun 2009 · Until 19 May 2014

• Platinum Mobility Services (no longer appointed)

  FRN 501956 · Appointed 4 Jun 2009 · Until 1 Feb 2012

• Homecraft Rolyan Ltd (no longer appointed)

  FRN 501919 · Appointed 3 Jun 2009 · Until 20 Aug 2013

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