MARK BATES LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Consumer Loans
Loan Servicing
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Trevor Carley
IRN TXC01510
- CF1 Director (AR) (9 Jan 2015 to 29 Jan 2020)
Trevor Christopher Lewis
IRN TCL01030
- CF4 Partner (AR) (27 Jun 2013 to 27 Aug 2014)
Trevor Faunch
IRN TXF01153
- CF4 Partner (AR) (22 Feb 2008 to 11 Jun 2014)
Trevor John Knott
IRN TJK01056
- CF1 Director (AR) (28 Apr 2011 to 27 Jan 2016)
Trevor Martin Gibson
IRN TMG01033
- CF1 Director (AR) (20 Mar 2009 to 25 Jun 2012)
Trevor Williams
IRN TXW00289
- CF1 Director (AR) (17 Aug 2023 to 22 Jan 2025)
Vanessa Tracey Barnshaw
IRN VTB01003
- CF1 Director (AR) (4 Apr 2013 to 19 Jul 2013)
Vera Ann Brooker
IRN VAB01041
- CF1 Director (AR) (29 May 2013 to 18 Sep 2014)
Vernon John Sutton
IRN VJS01027
- CF1 Director (AR) (22 Nov 2013 to 5 Mar 2015)
Veronica Audrie Margaret Downing
IRN VAD00026
- CF1 Director (AR) (8 Nov 2013 to 29 Sep 2023)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.