MARK BATES LIMITED

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Consumer Loans
Loan Servicing
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Peter John Cardrick
IRN PJC01285
- Responsible for Insurance Mediation (1 Feb 2005 to 1 Feb 2005)
- CF1 Director (AR) (1 Feb 2005 to 18 Sep 2014)
Peter John Chapman
IRN PJC01283
- CF1 Director (AR) (26 Jan 2005 to 9 Oct 2014)
- Responsible for Insurance Mediation (26 Jan 2005 to 26 Jan 2005)
Peter John Preston
IRN PJP01082
- CF1 Director (AR) (17 Mar 2005 to 16 Mar 2007)
- Responsible for Insurance Mediation (17 Mar 2005 to 17 Mar 2005)
Peter Joseph George Gabbott
IRN PJG01252
- CF1 Director (AR) (17 Apr 2013 to 15 Oct 2014)
Peter Mark Wood
IRN PMW01129
- CF2 Non Executive Director (AR) (20 Apr 2006 to 27 Mar 2008)
Peter Michael O'Shea
IRN PMO01046
- CF1 Director (AR) (21 Feb 2005 to 8 Nov 2017)
- Responsible for Insurance Mediation (21 Feb 2005 to 21 Feb 2005)
Peter Michael Raat
IRN PMR01112
- CF1 Director (AR) (7 Feb 2013 to 14 Dec 2017)
Peter Morgan
IRN PXM02350
- CF1 Director (AR) (15 Jul 2013 to 28 Jul 2014)
Peter Prentice
IRN PXP01299
- CF1 Director (AR) (13 Jun 2006 to 2 Jul 2010)
Peter Reynalt Morgan
IRN PRM01163
- CF1 Director (AR) (14 Mar 2013 to 14 Mar 2013)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.