MARK BATES LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Consumer Loans
Loan Servicing
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Gareth Richard Watkinson
IRN GRW01096
- CF1 Director (AR) (3 Mar 2014 to 14 Aug 2015)
Garry Robert Hellings
IRN GRH01112
- CF1 Director (AR) (30 Nov 2009 to 3 Mar 2020)
Gary Alan Sedgwick
IRN GAS01093
- CF4 Partner (AR) (31 Oct 2005 to 25 Sep 2013)
Gary Foley
IRN GXF00123
- CF1 Director (AR) (24 Apr 2024 to 12 Dec 2024)
Gary Maurice Crofts
IRN GMC01128
- CF1 Director (AR) (31 Jan 2007 to 2 Jul 2010)
Gary Nicholas Braithwaite
IRN GNB01038
- CF1 Director (AR) (4 Aug 2005 to 7 Aug 2014)
Gary Reginald Sydney Marsh
IRN GRM01151
- CF1 Director (AR) (17 Aug 2015 to 10 Aug 2022)
Gavin David Thompson
IRN GDT01035
- CF1 Director (AR) (since 27 Mar 2023)
Gemma Elizabeth Chadwick
IRN GEC01065
- CF1 Director (AR) (27 Aug 2013 to 4 Oct 2016)
Geoffrey Alan Upson
IRN GAU01004
- CF1 Director (AR) (12 May 2006 to 2 Jul 2010)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.