MARK BATES LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Consumer Loans
Loan Servicing
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

David Bullimore
IRN DXB01980
- CF2 Non Executive Director (AR) (5 Dec 2008 to 13 Jan 2012)
David Charles Millin
IRN DCM01134
- CF4 Partner (AR) (28 Sep 2005 to 9 May 2011)
David Cole
IRN DXC00809
- CF1 Director (AR) (18 Oct 2024 to 20 Jan 2026)
David Cornel Talbot-Sykes
IRN DCT01050
- CF1 Director (AR) (27 Feb 2009 to 6 Feb 2025)
David Edward Hollands
IRN DEH01078
- Responsible for Insurance Mediation (17 Jan 2005 to 17 Jan 2005)
- CF1 Director (AR) (17 Jan 2005 to 20 Jan 2009)
David Fairclough
IRN DXF01404
- CF4 Partner (AR) (18 Oct 2012 to 2 Aug 2023)
David Giles Morgan
IRN DGM01132
- CF1 Director (AR) (27 Jan 2022 to 31 Jan 2023)
David Glover
IRN DXG01653
- CF1 Director (AR) (17 May 2012 to 17 Dec 2025)
David Harry Mawson
IRN DHM01065
- CF1 Director (AR) (since 3 Aug 2010)
David Hazlewood
IRN DXH01944
- CF1 Director (AR) (28 Oct 2013 to 17 Dec 2024)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.