MARK BATES LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Consumer Loans
Loan Servicing
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Stuart George Weaver
IRN SGW01074
- CF4 Partner (AR) (26 Jan 2005 to 2 Feb 2006)
- Responsible for Insurance Mediation (26 Jan 2005 to 26 Jan 2005)
Stuart Hendry
IRN SXH01725
- CF1 Director (AR) (8 May 2012 to 28 Aug 2015)
Stuart Iain Kinniburgh
IRN SIK01009
- CF1 Director (AR) (21 Dec 2012 to 12 Mar 2015)
Stuart Richard Bowbanks
IRN SRB01213
- CF1 Director (AR) (10 May 2016 to 11 Jun 2024)
Sukhdev Bhasin
IRN SXB12026
- CF1 Director (AR) (5 Mar 2019 to 19 Feb 2024)
Sumi Wang
IRN SXW26448
- CF1 Director (AR) (since 6 Jan 2020)
Susan Jean Glovers
IRN SJG01258
- CF1 Director (AR) (18 Sep 2007 to 10 Feb 2011)
Susan Lynn Crossley
IRN SLC01118
- CF1 Director (AR) (23 Feb 2009 to 19 May 2010)
Suzanna Kate Vandervelden
IRN SKV01007
- CF1 Director (AR) (29 Nov 2005 to 5 Jun 2019)
Taylor James Bennett
IRN TXB17331
- CF1 Director (AR) (17 Jul 2019 to 6 Feb 2023)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.