MARK BATES LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Consumer Loans
Loan Servicing
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Steve Wetton
IRN SXW00425
- CF1 Director (AR) (since 3 Jun 2021)
Steven Bainbridge
IRN SXB01942
- CF1 Director (AR) (17 Jan 2005 to 7 Jul 2023)
- Responsible for Insurance Mediation (17 Jan 2005 to 17 Jan 2005)
Steven John Smith
IRN SJS01392
- CF1 Director (AR) (20 Aug 2013 to 10 May 2017)
Steven Michael Greaves
IRN SMG01117
- CF1 Director (AR) (10 May 2007 to 12 Jul 2022)
Steven Michael Rushforth
IRN SMR01200
- CF1 Director (AR) (1 Dec 2016 to 26 Nov 2024)
Steven Paul Rollings
IRN SPR01094
- CF1 Director (AR) (26 Jun 2008 to 17 Nov 2022)
Steven William Brown
IRN SWB01102
- CF1 Director (AR) (16 Jan 2017 to 24 Jun 2024)
Stewart George Barclay
IRN SGB01123
- CF1 Director (AR) (12 Jun 2014 to 4 Aug 2016)
Stuart Blackett
IRN SXB02950
- CF1 Director (AR) (13 Jan 2015 to 14 Jul 2016)
Stuart Carl Loughlin
IRN SCL01093
- SMF3 (AR) Executive Director function (9 Dec 2019 to 31 Jan 2022)
- CF1 Director (AR) (25 Aug 2017 to 8 Dec 2019)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.