MARK BATES LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Consumer Loans
Loan Servicing
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Greg Nicholson
IRN GXN01110
- CF1 Director (AR) (30 Jan 2006 to 1 May 2009)
Gregory Clive Mills
IRN GXM00434
- CF1 Director (AR) (since 6 Oct 2022)
Guy David Grocock
IRN GXG00237
- CF1 Director (AR) (since 12 Apr 2023)
Guy Rawcliffe Jenkinson
IRN GRJ01045
- CF1 Director (AR) (10 Apr 2014 to 14 Feb 2024)
Hadia Saad
IRN HXS01622
- CF1 Director (AR) (14 May 2013 to 11 Apr 2016)
Hakan Koc
IRN HXK00217
- CF1 Director (AR) (since 10 Jul 2023)
Hazel Dawn Muldoon
IRN HDM01027
- CF1 Director (AR) (2 Sep 2005 to 11 Sep 2009)
Heather Teresa Mandy Gibbons
IRN HTG01003
- CF4 Partner (AR) (14 Jan 2005 to 22 Sep 2008)
Hedley George Gilbert
IRN HGG01007
- CF4 Partner (AR) (26 Jan 2005 to 13 Aug 2013)
- Responsible for Insurance Mediation (26 Jan 2005 to 26 Jan 2005)
Helen Michelle Parnaby
IRN HMP01027
- Responsible for Insurance Mediation (22 Feb 2005 to 19 May 2005)
- CF3 Chief Executive (AR) (22 Feb 2005 to 19 May 2005)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.