MARK BATES LIMITED

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Consumer Loans
Loan Servicing
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Andrew Bell
IRN AXB02138
- CF1 Director (AR) (16 May 2006 to 12 Feb 2008)
Andrew Boyes
IRN AXB03021
- CF1 Director (AR) (9 Nov 2012 to 24 Nov 2015)
Andrew Brian Boyes
IRN ABB01060
- CF2 Non Executive Director (AR) (9 Jun 2009 to 23 Sep 2014)
Andrew Charles Rush
IRN ACR01121
- CF1 Director (AR) (8 May 2017 to 17 Nov 2022)
Andrew Davis
IRN AXD02118
- CF2 Non Executive Director (AR) (27 Jun 2013 to 1 May 2015)
Andrew Edward Roe
IRN AER01066
- CF1 Director (AR) (10 Jun 2014 to 6 Dec 2024)
Andrew Haines
IRN AXH00777
- CF1 Director (AR) (19 Aug 2022 to 24 Jan 2025)
Andrew John Burns
IRN AJB00093
- CF1 Director (AR) (16 Mar 2005 to 10 May 2010)
Andrew John Dodds
IRN AJD01358
- CF2 Non Executive Director (AR) (31 Jan 2013 to 15 Sep 2014)
Andrew Kennard
IRN AXK01507
- CF1 Director (AR) (28 Sep 2005 to 26 Jan 2012)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.