MARK BATES LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Consumer Loans
Loan Servicing
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

John Brannigan
IRN JXB02526
- CF1 Director (AR) (4 Feb 2013 to 7 Aug 2014)
John Burns Thomson
IRN JBT01054
- CF1 Director (AR) (since 5 Apr 2022)
John Collingwood Pollard
IRN JCP01156
- CF1 Director (AR) (4 Apr 2014 to 3 Apr 2024)
John Connolly
IRN JXC02329
- CF1 Director (AR) (14 Dec 2009 to 5 Jan 2018)
John Dale
IRN JXD14608
- CF1 Director (AR) (since 10 May 2019)
John Dale Nugent
IRN JDN01052
- CF1 Director (AR) (4 Dec 2013 to 27 Aug 2014)
John David Appleyard
IRN JDA01065
- CF1 Director (AR) (13 Aug 2008 to 1 Sep 2009)
John Francis Farmer
IRN JFF01037
- CF1 Director (AR) (14 Jan 2005 to 1 Apr 2014)
John Francis Ross
IRN JFR01048
- CF2 Non Executive Director (AR) (14 Jan 2011 to 7 Jun 2013)
John Haynes
IRN JXH02405
- CF2 Non Executive Director (AR) (5 Jan 2012 to 10 Dec 2014)

Smaller firms operating under this firm's FCA authorisation.

Grove Mobility Ltd (no longer appointed)
FRN 652895 · Appointed 4 Nov 2014 · Until 22 Apr 2016
Lee Stoneham (no longer appointed)
FRN 651901 · Appointed 28 Oct 2014 · Until 17 Nov 2016
Gerald Simonds Healthcare Ltd (no longer appointed)
FRN 651131 · Appointed 22 Oct 2014 · Until 19 Nov 2020
Cyclone Technologies Limited (no longer appointed)
FRN 532896 · Appointed 15 Oct 2014 · Until 22 Sep 2016
JRH Choices Ltd (no longer appointed)
FRN 649788 · Appointed 14 Oct 2014 · Until 5 Nov 2015
KJ's Mobility Limited (no longer appointed)
FRN 646965 · Appointed 18 Sep 2014 · Until 14 Jan 2025
Kristian Tobin (no longer appointed)
FRN 646636 · Appointed 15 Sep 2014 · Until 12 Apr 2016
UK Mobility 4 U Ltd (no longer appointed)
FRN 480113 · Appointed 12 Sep 2014 · Until 17 Feb 2015
Easy Living Retail Walsall Ltd (no longer appointed)
FRN 631982 · Appointed 11 Sep 2014 · Until 19 Jul 2016
Dudley Surgical Appliances Ltd (no longer appointed)
FRN 631326 · Appointed 2 Sep 2014 · Until 11 Nov 2016

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.