MARK BATES LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Consumer Loans
Loan Servicing
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Bradley Evans
IRN BXE00084
- SMF3 Executive Director (since 29 May 2024)
Brendan Lawrence Deering
IRN BLD00008
- Responsible for Insurance Mediation (17 Jan 2005 to 17 Jan 2005)
- CF1 Director (AR) (17 Jan 2005 to 7 May 2014)
Brendan Vermeulen
IRN BXV00033
- CF1 Director (AR) (since 22 Jun 2021)
Brian David Archer
IRN BDA01024
- CF1 Director (AR) (23 Oct 2017 to 1 Feb 2019)
Brian Kenneth True
IRN BKT01007
- CF1 Director (AR) (14 Apr 2014 to 8 Jun 2021)
Brian Robert Burns
IRN BRB01036
- CF1 Director (AR) (25 Aug 2016 to 13 Jan 2017)
- CF4 Partner (AR) (8 Apr 2008 to 12 Aug 2016)
Brian Scott
IRN BXS01415
- CF4 Partner (AR) (2 Sep 2005 to 12 Sep 2022)
Brian West
IRN BXW01301
- CF1 Director (AR) (18 Jul 2016 to 10 Nov 2022)
- CF4 Partner (AR) (16 Jan 2013 to 30 Jun 2016)
Camilla Jane Griffiths
IRN CJG01202
- CF1 Director (AR) (since 16 Jun 2017)
Carl David Drake
IRN CDD01052
- CF1 Director (AR) (15 May 2018 to 31 Oct 2022)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.