MARK BATES LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Consumer Loans
Loan Servicing
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Martin John Dixon
IRN MXD01964
- CF1 Director (AR) (28 Mar 2012 to 5 Feb 2014)
Martin Leonard Arnold
IRN MLA01069
- CF1 Director (AR) (14 Jun 2017 to 28 Oct 2019)
Martin Paul Fisher
IRN MPF01065
- CF1 Director (AR) (6 May 2016 to 11 Mar 2019)
Martin Willilam Condon
IRN MWC01085
- CF1 Director (AR) (4 Jul 2012 to 12 Feb 2014)
Martin Worth
IRN MXW02019
- CF1 Director (AR) (18 Sep 2012 to 11 Apr 2018)
Mary Louise Eardley
IRN MXE00270
- CF1 Director (AR) (19 Jul 2023 to 18 Jul 2024)
Mason Gray
IRN MXG22792
- CF1 Director (AR) (since 30 Oct 2019)
Matthew Alexander Roberts
IRN MAR01290
- CF1 Director (AR) (19 Jun 2013 to 13 Sep 2018)
Matthew Carter
IRN MXC02484
- CF1 Director (AR) (9 Feb 2012 to 8 Feb 2023)
Matthew Eveleigh
IRN MXE00265
- CF1 Director (AR) (19 Jun 2023 to 4 Feb 2025)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.