MARK BATES LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Consumer Loans
Loan Servicing
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Laura Anne Palmer
IRN LAP01067
- CF1 Director (AR) (27 Sep 2016 to 8 Dec 2019)
- CF2 Non Executive Director (AR) (30 Nov 2010 to 20 Sep 2016)
Lee Adrian Calvert
IRN LAC01111
- CF1 Director (AR) (6 Oct 2022 to 12 Dec 2024)
Lee Anthony Agacy
IRN LXA10896
- CF1 Director (AR) (28 Jan 2019 to 5 Mar 2020)
Lee Anthony Crooks
IRN LAC01130
- CF1 Director (AR) (28 Jul 2018 to 14 Jan 2025)
Lee Cartwright
IRN LXC00430
- CF1 Director (AR) (since 6 Dec 2022)
Lee Christopher Knight
IRN LCK01010
- CF1 Director (AR) (since 9 Dec 2019)
- CF1 Director (AR) (16 Apr 2009 to 8 Dec 2019)
Lee David Thorneycroft
IRN LDT01028
- CF1 Director (AR) (7 Mar 2017 to 2 Nov 2022)
Lee Sherratt
IRN LXS01868
- CF1 Director (AR) (18 Oct 2016 to 8 Dec 2019)
Leon Stuart Catley
IRN LSC01034
- CF1 Director (AR) (8 Dec 2016 to 10 May 2019)
Leslie John Pocock
IRN LJP01060
- CF4 Partner (AR) (1 Mar 2005 to 19 May 2005)
- Responsible for Insurance Mediation (1 Mar 2005 to 19 May 2005)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.