MARK BATES LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Consumer Loans
Loan Servicing
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Gordon Alexander McKenzie
IRN GAM01139
- CF1 Director (AR) (7 Jun 2007 to 11 Jun 2009)
Graham Hayes
IRN GXH01895
- CF1 Director (AR) (29 Aug 2017 to 29 Jan 2019)
Graham John Johnson
IRN GJJ01022
- CF1 Director (AR) (27 Nov 2012 to 14 Sep 2018)
Graham Kevin Richardson
IRN GKR01010
- CF1 Director (AR) (3 Feb 2010 to 14 Jan 2015)
Graham Maurice Brown
IRN GMB01149
- CF1 Director (AR) (16 Aug 2013 to 14 Sep 2015)
Graham Newton
IRN GXN00135
- CF1 Director (AR) (since 10 Jul 2025)
Graham Rubin
IRN GXR01385
- CF1 Director (AR) (12 Aug 2009 to 21 Jun 2019)
Graham Samuel Billcliffe
IRN GSB01069
- Responsible for Insurance Mediation (27 Jan 2005 to 27 Jan 2005)
- CF1 Director (AR) (27 Jan 2005 to 22 May 2009)
Graham Thomas Cooper
IRN GTC01033
- CF1 Director (AR) (14 Sep 2006 to 26 Nov 2008)
Grant Demol
IRN GXD01392
- CF1 Director (AR) (1 May 2009 to 10 Dec 2014)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.