MARK BATES LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Consumer Loans
Loan Servicing
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Caroline Smith
IRN CXS00485
- CF1 Director (AR) (14 Jan 2022 to 20 Nov 2024)
Catherine Diane Spencer-Payne
IRN CDS01121
- CF1 Director (AR) (14 Nov 2017 to 24 Nov 2023)
Catherine Munroe Miller
IRN CMM01138
- CF1 Director (AR) (6 Jul 2012 to 16 Jul 2012)
- CF4 Partner (AR) (30 Nov 2005 to 25 Apr 2012)
Charles Alexander Henderson
IRN CAH01205
- CF2 Non Executive Director (AR) (17 Jun 2010 to 11 Jun 2013)
Charles Eatwell
IRN CXE01206
- CF1 Director (AR) (29 Oct 2008 to 1 Jul 2025)
Charlie Crawt
IRN CXC12191
- CF1 Director (AR) (since 12 Aug 2021)
Cherie Swift
IRN CXS01869
- CF4 Partner (AR) (31 Mar 2011 to 21 Jun 2016)
Cherisse Louise Colbert
IRN CLC01077
- CF1 Director (AR) (27 Apr 2009 to 21 Jan 2010)
Christian John Matthews
IRN CJM01317
- CF1 Director (AR) (14 Oct 2005 to 4 Dec 2006)
Christopher Anthony Davies
IRN CAD01106
- CF4 Partner (AR) (14 Mar 2007 to 2 Jul 2010)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.