MARK BATES LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Consumer Loans
Loan Servicing
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

John Brannigan
IRN JXB02526
- CF1 Director (AR) (4 Feb 2013 to 7 Aug 2014)
John Burns Thomson
IRN JBT01054
- CF1 Director (AR) (since 5 Apr 2022)
John Collingwood Pollard
IRN JCP01156
- CF1 Director (AR) (4 Apr 2014 to 3 Apr 2024)
John Connolly
IRN JXC02329
- CF1 Director (AR) (14 Dec 2009 to 5 Jan 2018)
John Dale
IRN JXD14608
- CF1 Director (AR) (since 10 May 2019)
John Dale Nugent
IRN JDN01052
- CF1 Director (AR) (4 Dec 2013 to 27 Aug 2014)
John David Appleyard
IRN JDA01065
- CF1 Director (AR) (13 Aug 2008 to 1 Sep 2009)
John Francis Farmer
IRN JFF01037
- CF1 Director (AR) (14 Jan 2005 to 1 Apr 2014)
John Francis Ross
IRN JFR01048
- CF2 Non Executive Director (AR) (14 Jan 2011 to 7 Jun 2013)
John Haynes
IRN JXH02405
- CF2 Non Executive Director (AR) (5 Jan 2012 to 10 Dec 2014)

Smaller firms operating under this firm's FCA authorisation.

Lux Hot Tubs Ltd (no longer appointed)
FRN 824538 · Appointed 31 Oct 2018 · Until 22 Nov 2021
NopaC Midlands Limited (no longer appointed)
FRN 429121 · Appointed 12 Oct 2018 · Until 17 Nov 2022
Well Done Solutions Ltd (no longer appointed)
FRN 606931 · Appointed 25 Sep 2018 · Until 25 Feb 2022
North East Stairlifts Limited (no longer appointed)
FRN 759343 · Appointed 21 Aug 2018 · Until 8 Mar 2023
Newlyn Healthcare Specialist Equipment Limited (no longer appointed)
FRN 814839 · Appointed 26 Jul 2018 · Until 15 Jan 2025
Mobility World Southport Ltd (no longer appointed)
FRN 595627 · Appointed 25 Jul 2018 · Until 18 Mar 2019
Spring chicken Direct Ltd (no longer appointed)
FRN 812430 · Appointed 27 Jun 2018 · Until 8 Nov 2022
David Stewart (no longer appointed)
FRN 812166 · Appointed 22 Jun 2018 · Until 13 Oct 2022
Young At Heart Healthcare Ltd (no longer appointed)
FRN 810686 · Appointed 4 Jun 2018 · Until 26 Aug 2022
Mobility Superstore Ltd (no longer appointed)
FRN 464498 · Appointed 30 May 2018 · Until 19 Dec 2019

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.