MARK BATES LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Consumer Loans
Loan Servicing
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Shari Burton
IRN SXB02944
- CF1 Director (AR) (12 Jan 2015 to 7 Oct 2015)
Sharon Leslie Black
IRN SLB01126
- CF1 Director (AR) (21 Feb 2007 to 2 Jul 2010)
Sharon Moran
IRN SXM02421
- CF1 Director (AR) (18 Feb 2013 to 17 Sep 2013)
Shaun Peter Casey
IRN SPC01188
- CF1 Director (AR) (8 Nov 2016 to 11 Jul 2024)
Shaun Raymond Atkinson
IRN SRA01092
- CF1 Director (AR) (6 Nov 2017 to 19 Dec 2022)
Simeon Pass
IRN SXP02798
- CF1 Director (AR) (7 Nov 2017 to 8 Dec 2019)
Simon Andrew Betts
IRN SAB01313
- CF1 Director (AR) (21 Apr 2009 to 12 Apr 2016)
Simon Donald Hannah
IRN SDH01097
- Responsible for Insurance Mediation (24 Feb 2005 to 24 Feb 2005)
- CF1 Director (AR) (24 Feb 2005 to 11 Jun 2009)
Simon Geoffrey Heywood
IRN SGH01111
- CF1 Director (AR) (19 Sep 2014 to 1 Oct 2015)
Simon James Gibbons
IRN SJG00049
- Responsible for Insurance Mediation (27 Jan 2005 to 27 Jan 2005)
- CF1 Director (AR) (27 Jan 2005 to 29 Oct 2007)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.